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Review Article|Articles in Press

Blood Coagulation Disorders in Heart Failure: From Basic Science to Clinical Perspectives

Open AccessPublished:January 09, 2023DOI:https://doi.org/10.1016/j.cardfail.2022.12.012

      Highlights

      • Thrombotic complications in patients with heart failure are an underappreciated problem.
      • We review data regarding coagulation disorders in acute and chronic heart failure.
      • We discuss scenarios where antiplatelet and anticoagulant therapy can be tailored.
      • We provide top 10 pearls in coagulation disorder management in heart failure.

      ABSTRACT

      Heart failure (HF) is a clinical syndrome that is divided into 3 subtypes based on the left ventricular ejection fraction. Every subtype has specific clinical characteristics and concomitant diseases, substantially increasing risk of thromboembolic complications, such as stroke, peripheral embolism and pulmonary embolism. Despite the annual prevalence of 1% and devastating clinical consequences, thromboembolic complications are not typically recognized as the leading problem in patients with HF, representing an underappreciated clinical challenge. Although the currently available data do not support routine anticoagulation in patients with HF and sinus rhythm, initial reports suggest that such strategy might be beneficial in a subset of patients at especially high thromboembolic risk. Considering the existing evidence gap, we aimed to review the currently available data regarding coagulation disorders in acute and chronic HF based on the insight from preclinical and clinical studies, to summarize the evidence regarding anticoagulation in HF in special-case scenarios and to outline future research directions so as to establish the optimal patient-tailored strategies for antiplatelet and anticoagulant therapy in HF. In summary, we highlight the top 10 pearls in the management of patients with HF and no other specific indications for oral anticoagulation therapy. Further studies are urgently needed to shed light on the pathophysiological role of platelet activation in HF and to evaluate whether antiplatelet or antithrombotic therapy could be beneficial in patients with HF.

      Lay Summary

      Heart failure (HF) is a clinical syndrome divided into 3 subtypes on the basis of the left ventricular systolic function. Every subtype has specific clinical characteristics and concomitant diseases, substantially increasing the risk of thromboembolic complications, such as stroke, peripheral embolism and pulmonary embolism. Despite the annual prevalence of 1% and devastating clinical consequences, thromboembolic complications are not typically recognized as the leading problem in patients with HF, representing an underappreciated clinical challenge. Although the currently available data do not support routine anticoagulation in patients with HF and no atrial arrhythmia, initial reports suggest that such a strategy might be beneficial in a subset of patients at especially high risk of thrombotic complications. Considering the existing evidence gap, we aimed to review the currently available data regarding coagulation problems in stable and unstable patients with HF based on the insight from preclinical and clinical studies, to summarize the evidence regarding anticoagulation in HF in specific patient groups and to outline future research directions to establish the optimal strategies for antiplatelet and anticoagulant therapy in HF, tailored to the needs of an individual patient. In summary, we highlight the top 10 pearls in the management of patients with HF and no other specific indications for oral anticoagulation therapy.

      Graphical abstract

      Heart failure (HF) is a clinical syndrome caused by a structural or functional disorder of the heart that results in elevated intracardiac pressures and/or inadequate cardiac output during exercise or rest,
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.
      and it has a worldwide prevalence of 1%–2%.
      • Groenewegen A
      • Rutten FH
      • Mosterd A
      • Hoes AW
      Epidemiology of heart failure.
      HF is divided into 3 subtypes, based on the left ventricular ejection fraction (LVEF): (1) HF with reduced ejection fraction (HFrEF); (2) HF with mildly reduced ejection fraction (HFmrEF); and (3) HF with preserved ejection fraction (HFpEF).
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.
      Every subtype has specific clinical characteristics and common concomitant diseases, including variable risk of thromboembolic complications. It also must be acknowledged that some experts consider LVEF in patients with HF as a continuum of left ventricular systolic dysfunction rather than a distinct clinical phenotype of specific subpopulations.
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.
      Although thromboembolic complications are not typically recognized as the leading problem in patients with HF, HF is associated with substantial coagulation disorders.
      • Shantsila E
      • Lip GYH
      Thrombotic complications in heart failure: an underappreciated challenge.
      For example, the incidence of stroke is higher in the first month following HF diagnosis or decompensation and decreases within 6 months following the acute event.
      • Mehra MR
      • Vaduganathan M
      • Fu M
      • Ferreira JP
      • Anker SD
      • Cleland JGF
      • et al.
      A comprehensive analysis of the effects of rivaroxaban on stroke or transient ischaemic attack in patients with heart failure, coronary artery disease, and sinus rhythm: the COMMANDER HF trial.
      The prothrombotic phenotype in patients with HF might be due to (1) systemic inflammatory response induced by chronic hypoxia, (2) increased concentrations of prothrombotic molecules, or (3) arterial and venous endothelial dysfunction. Thus, increased risk of thromboembolic complications is a hallmark of HF and represents an underappreciated clinical challenge. Whereas thromboembolism prophylaxis by low-molecular-weight heparin is recommended for hospitalized patients with acute HF (AHF) in the absence of contraindications and in patients treated with long-term mechanic circulatory support,
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.
      the guidelines regarding the routine antithrombotic and/or anticoagulant treatment in patients with HF are controversial. Data from meta-analyses suggest that patients with HF and sinus rhythm (SR) treated with warfarin have double the risk of major bleeding but without significant increases in intracranial hemorrhage.
      • Hopper I
      • Skiba M
      • Krum H
      Updated meta-analysis on antithrombotic therapy in patients with heart failure and sinus rhythm.
      Nevertheless, the authors observed significant reductions in stroke risk but, finally, saw a lack of beneficial effects on all-cause mortality.
      • Hopper I
      • Skiba M
      • Krum H
      Updated meta-analysis on antithrombotic therapy in patients with heart failure and sinus rhythm.
      However, no such data are available for direct oral anticoagulants (DOACs). The only study that evaluated the efficacy and safety of DOACs (low-dose rivaroxaban twice daily) in patients with HFrEF, coronary artery disease (CAD) and SR did not show any benefit in terms of the composite endpoint of death, stroke or myocardial infarction (MI) compared with placebo.
      • Zannad F
      • Anker SD
      • Byra WM
      • Cleland JGF
      • Fu M
      • Gheorghiade M
      • et al.
      Rivaroxaban in patients with heart failure, sinus rhythm, and coronary disease.
      However, a post hoc analysis of this study demonstrated that patients treated with rivaroxaban had a 32% lower incidence of the primary neurological endpoint (all-cause stroke or transient ischemic attack) compared with patients taking the placebo, without an increased rate of fatal bleeding or bleeding into a critical space.
      • Mehra MR
      • Vaduganathan M
      • Fu M
      • Ferreira JP
      • Anker SD
      • Cleland JGF
      • et al.
      A comprehensive analysis of the effects of rivaroxaban on stroke or transient ischaemic attack in patients with heart failure, coronary artery disease, and sinus rhythm: the COMMANDER HF trial.
      Hence, although the currently available data do not support routine anticoagulation in patients with HF and SR, initial reports suggest that such a strategy might be beneficial in a subset of patients at especially high thromboembolic risk. Considering the existing evidence gap, we aimed to review the currently available data regarding coagulation disorders in acute and chronic HF (CHF) based on the insight of preclinical and clinical studies, to summarize the evidence regarding anticoagulation in HF in special-case scenarios and to outline future research directions so as to establish the optimal patient-tailored strategies for antiplatelet and anticoagulant therapy in HF. Here we summarize the known mechanisms underlying coagulation disorders in HF (Fig. 1).
      Fig 1
      Fig. 1Mechanisms underlying coagulation disorders in acute heart failure. NO, nitric oxide; PAI-1, plasminogen activator inhibitor-1; PGI2, prostaglandin I2; ROS, reactive oxygen species; t-PA, tissue plasminogen activator.

      Platelet Activation in Acute and Chronic Heart Failure

      HF is associated with an increased risk of thromboembolism, regardless of the presence of atrial fibrillation (AF).
      • Gibbs CR
      • Blann AD
      • Watson RDS
      • Lip GYH
      Abnormalities of hemorheological, endothelial, and platelet function in patients with chronic heart failure in sinus rhythm.
      These coagulation disorders might be partially explained by the Virchow triad components (stasis of blood in peripheral circulation and heart chambers, hypercoagulability, endothelial dysfunction). However, the precise mechanisms underlying thrombosis in patients with HF and SR remain to be determined.
      • Li X
      • Yang J
      • Xu D
      Anticoagulation in patients with heart failure and sinus rhythm.
      Preclinical studies showed dysregulation of platelet-signaling pathways in HF, leading to platelet hyper-reactivity.
      • Levent P
      • Kocaturk M
      • Akgun E
      • Saril A
      • Cevik O
      • Baykal AT
      • et al.
      Platelet proteome changes in dogs with congestive heart failure.
      In patients with HF, elevated levels of platelet activation such as soluble P-selectin have been observed compared to healthy controls.
      • Gibbs CR
      • Blann AD
      • Watson RDS
      • Lip GYH
      Abnormalities of hemorheological, endothelial, and platelet function in patients with chronic heart failure in sinus rhythm.
      Adhesion proteins and platelet activation markers (CD63, CD40 ligand and P-selectin) were overexpressed in AHF compared to CHF.
      • Gibbs CR
      • Blann AD
      • Watson RDS
      • Lip GYH
      Abnormalities of hemorheological, endothelial, and platelet function in patients with chronic heart failure in sinus rhythm.
      ,
      • Chung I
      • Choudhury A
      • Patel J
      • Lip GYH
      Soluble CD40L, platelet surface CD40L and total platelet CD40L in congestive heart failure: relationship to platelet volume, mass and granularity.
      The expression levels of these markers were reduced following initiation of treatment in patients with decompensated HF.
      • Chung I
      • Choudhury A
      • Lip GYH
      Platelet activation in acute, decompensated congestive heart failure.
      Moreover, platelet-leucocytes interactions, known to correlate with platelet activation and adverse events, were also higher in patients with HF.
      • Wrigley BJ
      • Shantsila E
      • Tapp LD
      • Lip GYH
      Increased formation of monocyte-platelet aggregates in ischemic heart failure.
      The mechanisms underlying platelet dysregulation in HF still need to be understood. For these reasons, platelets remain an unchallenged target in HF; few studies have attempted to investigate the roles of antiplatelet and antithrombotic therapies in this setting, and they all failed to demonstrate significant clinical benefits.
      • Cleland JGF
      • Findlay I
      • Jafri S
      • Sutton G
      • Falk R
      • Bulpitt C
      • et al.
      The Warfarin/Aspirin Study in Heart failure (WASH): a randomized trial comparing antithrombotic strategies for patients with heart failure.
      • Cokkinos DV
      • Haralabopoulos GC
      • Kostis JB
      • Toutouzas PK
      HELAS investigators. Efficacy of antithrombotic therapy in chronic heart failure: the HELAS study.
      • Massie BM
      • Collins JF
      • Ammon SE
      • Armstrong PW
      • Cleland JGF
      • Ezekowitz M
      • et al.
      Randomized trial of warfarin, aspirin, and clopidogrel in patients with chronic heart failure: the Warfarin and Antiplatelet Therapy in Chronic Heart Failure (WATCH) trial.
      • Homma S
      • Thompson JLP
      • Pullicino PM
      • Levin B
      • Freudenberger RS
      • Teerlink JR
      • et al.
      Warfarin and aspirin in patients with heart failure and sinus rhythm.

      Coagulation Disorders in Heart Failure Subtypes

      The pathophysiology of coagulation disorders in various CHF subtypes is summarized in the Visual Take-Home Graphic (Fig. 2).
      Fig 2
      Fig. 2Visual Take Home Graphic. Pathophysiology of coagulation disorders in various heart failure subtypes. CABG, coronary artery bypass grafting; LV, left ventricle; MI, myocardial infarction; PCI, percutaneous coronary intervention.
      Increased thromboembolic risk in patients with HFrEF was demonstrated in numerous studies, as indicated by (1) prothrombotic plasma profiles, (2) higher rates of thromboembolic complications and (3) risks of left ventricle (LV) thrombus. Patients with HFrEF have substantially increased thromboembolic risk due to unfavorable fibrin-clot properties compared to healthy controls.
      • Palka I
      • Nessler J
      • Nessler B
      • Piwowarska W
      • Tracz W
      • Undas A
      Altered fibrin clot properties in patients with chronic heart failure and sinus rhythm: a novel prothrombotic mechanism.
      Thromboembolic complications in patients with HFrEF include stroke, peripheral embolism and pulmonary embolism. In the randomized controlled Sudden Cardiac Death in Heart Failure Trial (SCD-HeFT), patients with HFrEF experienced thromboembolism at an annual rate of 1.0%, with the higher risk associated with lower LVEF.
      • Freudenberger RS
      • Hellkamp AS
      • Halperin JL
      • Poole J
      • Anderson J
      • Johnson G
      • et al.
      Risk of thromboembolism in heart failure: an analysis from the Sudden Cardiac Death in Heart Failure Trial (SCD-HeFT).
      Based on the retrospective analysis of the Studies of Left Ventricular Dysfunction (SOLVD), a decline in LVEF was associated with thromboembolic risk in women, with a relative risk of 1.53 with every 10% decrease of LVEF.
      • Dries DL
      • Rosenberg YD
      • Waclawiw MA
      • Domanski MJ
      Ejection fraction and risk of thromboembolic events in patients with systolic dysfunction and sinus rhythm: evidence for gender differences in the studies of left ventricular dysfunction trials.
      Similarly, in the Survival and Ventricular Enlargement (SAVE) trial, the authors showed an 18% increase in stroke risk for every 5% reduction in the LVEF.
      • Loh E
      • Sutton MS
      • Wun CC
      • Rouleau JL
      • Flaker GC
      • Gottlieb SS
      • et al.
      Ventricular dysfunction and the risk of stroke after myocardial infarction.
      LV thrombus is another possible complication of HFrEF, present in 2.1% to 7.0% of patients. The predisposing factors include severe systolic dysfunction, ischemic HF etiology and akinesis of the apex and anterior walls.
      • Weinsaft JW
      • Kim HW
      • Shah DJ
      • Klem I
      • Crowley AL
      • Brosnan R
      • et al.
      Detection of left ventricular thrombus by delayed-enhancement cardiovascular magnetic resonance prevalence and markers in patients with systolic dysfunction.
      ,
      • Zhou X
      • Shi R
      • Wu G
      • Zhu Q
      • Zhou C
      • Wang L
      • et al.
      The prevalence, predictors, and outcomes of spontaneous echocardiographic contrast or left ventricular thrombus in patients with HFrEF.
      Patients with an LV thrombus have 4-fold higher risk of thromboembolism and 2-fold higher risk of long-term mortality, and anticoagulation is a standard-of-care in these patients.
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.
      ,
      • Zhou X
      • Shi R
      • Wu G
      • Zhu Q
      • Zhou C
      • Wang L
      • et al.
      The prevalence, predictors, and outcomes of spontaneous echocardiographic contrast or left ventricular thrombus in patients with HFrEF.
      Regarding HFmrEF, the Practice Innovation and Clinical Excellence (PINNACLE) Registry showed that these patients were more likely to have AF, type 2 diabetes and chronic kidney disease and to have histories of tobacco use compared to those with HFrEF.
      • Ibrahim NE
      • Song Y
      • Cannon CP
      • Doros G
      • Russo P
      • Ponirakis A
      • et al.
      Heart failure with mid-range ejection fraction: characterization of patients from the PINNACLE Registry®.
      The authors also found that patients with HFmrEF had distinct atherothrombotic profiles, including histories of CAD, prior MI or percutaneous coronary interventions.
      • Ibrahim NE
      • Song Y
      • Cannon CP
      • Doros G
      • Russo P
      • Ponirakis A
      • et al.
      Heart failure with mid-range ejection fraction: characterization of patients from the PINNACLE Registry®.
      Interestingly, due to this specific clinical profile of patients with HFmrEF, the authors hypothesized that the antithrombotic therapy with rivaroxaban, which did not improve outcomes in patients with HFrEF, might be beneficial in patients with HFmrEF.
      • Zannad F
      • Anker SD
      • Byra WM
      • Cleland JGF
      • Fu M
      • Gheorghiade M
      • et al.
      Rivaroxaban in patients with heart failure, sinus rhythm, and coronary disease.
      ,
      • Ibrahim NE
      • Song Y
      • Cannon CP
      • Doros G
      • Russo P
      • Ponirakis A
      • et al.
      Heart failure with mid-range ejection fraction: characterization of patients from the PINNACLE Registry®.
      Thromboembolic risk in patients with HFpEF is associated with a higher prevalence of AF compared to other HF subtypes.
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC guidelines for the diagnosis and treatment of acute and chronic heart failure.
      In addition, patients with HFpEF have many other cardiovascular and noncardiovascular comorbidities that indirectly increase the risk of thrombotic complications, such as chronic kidney disease, arterial hypertension and type 2 diabetes.
      Despite the substantially higher risk of thromboembolic complications, currently, no evidence supports the routine use of anticoagulation in patients with HF and SR.
      • Li X
      • Yang J
      • Xu D
      Anticoagulation in patients with heart failure and sinus rhythm.
      ,
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC guidelines for the diagnosis and treatment of acute and chronic heart failure.
      Nevertheless, no specific randomized clinical trials have been conducted in the subgroups of patients at very high thromboembolic risk, such as patients with HFrEF < 20% and/or akinesis of the apex. There are only few observational, retrospective data concerning this topic of interest and demonstrating promising results in the resolution of left ventricular thrombus (REF). More robust data regarding the potentially lower rates of stroke or other thromboembolic events due to anticoagulation in this challenging patient subgroup are urgently needed.

      Anticoagulation for Heart Failure in Special Pathophysiological Settings

      Patients With Heart Failure With and Without Atrial Fibrillation

      The risks of systemic thromboembolism and ischemic stroke are common in HFrEF due to impaired LV systolic function. Moreover, these events are associated with devastating clinical consequences, regardless of the presence or absence of AF.
      • Schäfer A
      • Flierl U
      • Bauersachs J
      Anticoagulants for stroke prevention in heart failure with reduced ejection fraction.
      Contemporary data show that 47.5% of first-time strokes in patients with HFrEF are either severely disabling or fatal.
      • Mehra MR
      • Vaduganathan M
      • Fu M
      • Ferreira JP
      • Anker SD
      • Cleland JGF
      • et al.
      A comprehensive analysis of the effects of rivaroxaban on stroke or transient ischaemic attack in patients with heart failure, coronary artery disease, and sinus rhythm: the COMMANDER HF trial.
      Although the efficacy of anticoagulants in HF for concurrent comorbidities such as AF is well established, data on the routine use of anticoagulants in patients with chronic HF and SR have been conflicting. For example, pioneering data derived from the Warfarin and Antiplatelet Therapy in Chronic Heart Failure (WATCH) trial, conducted in patients with HFrEF in SR, showed that warfarin use was not superior to aspirin or clopidogrel regarding reduction in the primary outcome of death, nonfatal MI or nonfatal stroke.
      • Massie BM
      • Collins JF
      • Ammon SE
      • Armstrong PW
      • Cleland JGF
      • Ezekowitz M
      • et al.
      Randomized trial of warfarin, aspirin, and clopidogrel in patients with chronic heart failure: the Warfarin and Antiplatelet Therapy in Chronic Heart Failure (WATCH) trial.
      In this trial, warfarin use was associated with fewer nonfatal stroke events, but this was offset by the higher number of major hemorrhages and central nervous system bleeding events. Similar findings were found in the Warfarin versus Aspirin in Reduced Cardiac Ejection Fraction (WARCEF) trial, demonstrating that the reduced risk of ischemic stroke with the use of warfarin in patients with HFrEF and SR was outweighed by an increased risk of major bleeding.
      • Homma S
      • Thompson JLP
      • Pullicino PM
      • Levin B
      • Freudenberger RS
      • Teerlink JR
      • et al.
      Warfarin and aspirin in patients with heart failure and sinus rhythm.
      Due to the increasing prevalence of the use of DOACs for thromboembolism prevention, it remains unclear whether the use of DOACs in the setting of HF and SR would provide a more favorable risk-benefit profile compared to vitamin K antagonists (VKAs).
      The seminal Cardiovascular Outcomes for People Using Anticoagulation Strategies (COMPASS) trial was undertaken to determine whether the addition of low-dose DOAC (2.5 mg of rivaroxaban twice daily) to aspirin in patients with stable atherosclerotic disease would mitigate the risks of major adverse cardiovascular events, with an acceptable margin of bleeding events, compared to aspirin alone. This trial showed that the combined use of low-dose rivaroxaban and aspirin was associated with a 24% relative risk reduction of adverse cardiovascular outcomes; however, this effect was countered by the 70% increase in the relative risk of major bleeding events.
      • Eikelboom JW
      • Connolly SJ
      • Bosch J
      • Dagenais GR
      • Hart RG
      • Shestakovska O
      • et al.
      Rivaroxaban with or without aspirin in stable cardiovascular disease.
      Subanalysis of this large trial showed that the effect of concomitant use of rivaroxaban and aspirin achieved a similar reduction in major adverse cardiovascular events in patients with and without HF; however, the magnitude of treatment benefit was higher in patients with HF.
      • Branch KR
      • Probstfield JL
      • Eikelboom JW
      • Bosch J
      • Maggioni AP
      • Cheng RK
      • et al.
      Rivaroxaban with or without aspirin in patients with heart failure and chronic coronary or peripheral artery disease: the COMPASS trial.
      The observed benefit was similar in patients with LVEF < 40% and those with LVEF ≥ 40%; the excess bleeding was not different in patients with and without HF. The authors observed a 36% increase in the relative risk of major bleeding in patients with HF and SR who were treated with rivaroxaban, but this increase was not statistically significant.
      The issue of anticoagulation in patients with exacerbated HF, concomitant CAD and without AF was investigated in the Study to Assess the Effectiveness and Safety of Rivaroxaban in Reducing the Risk of Death, Myocardial Infarction, or Stroke in Participants with Heart Failure and Coronary Artery Disease Following an Episode of Decompensated Heart Failure (COMMANDER HF) trial, which enroled 5022 patients.
      • Zannad F
      • Anker SD
      • Byra WM
      • Cleland JGF
      • Fu M
      • Gheorghiade M
      • et al.
      Rivaroxaban in patients with heart failure, sinus rhythm, and coronary disease.
      The results of this trial were disappointing because the “vascular dose” of rivaroxaban (2.5 mg twice daily, based on the COMPASS trial) added to the standard of care failed to reduce rates of death, MI or stroke, compared to placebo. The post hoc analysis of this trial showed that thromboembolic events are common in this population and that rivaroxaban significantly reduced the rate of thromboembolism (about 20% of relative risk reduction); however, these events were not the principal drivers of mortality and morbidity in this population, thus were unaffected by rivaroxaban.
      • Greenberg B
      • Neaton JD
      • Anker SD
      • Byra WM
      • Cleland JGF
      • Deng H
      • et al.
      Association of rivaroxaban with thromboembolic events in patients with heart failure, coronary disease, and sinus rhythm: a post hoc analysis of the COMMANDER HF trial.
      Although current European and U.S. guidelines recommend the use of OACs in patients with HFrEF and concomitant AF and/or mechanical valves, no recommendations are made for patients with HF and SR due to the lack of benefit in morbidity and mortality rates.
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.
      ,
      • Yancy CW
      • Jessup M
      • Bozkurt B
      • Butler J
      • Casey DE
      • Drazner MH
      • et al.
      2013 ACCF/AHA guideline for the management of heart failure: a report of the American College of Cardiology Foundation/American Heart Association Task Force on Practice Guidelines.
      However, low-dose rivaroxaban alongside aspirin is an option for patients with high-risk chronic coronary syndrome and without high bleeding risk, including those with HF.
      Altogether, current data do not support the prophylactic use of OAC in patients with HFrEF and SR in the absence of left ventricular thrombus. However, addition of low-dose rivaroxaban might be considered in selected cases, for example, among patients with HF in SR who also have established CAD and/or peripheral artery disease and are at low risk of bleeding but at high risk of recurrent ischemic events.
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.

      Patients With Heart Failure and Left Ventricular Thrombus

      The formation of LV thrombus is a consequence of depressed LV systolic function due to various etiologies, such as a large anterior or apical MI with an extensive scar or aneurysm formation, nonischemic dilated cardiomyopathy and/or chronic severe HFrEF. The thrombus formation in the LV is precipitated by relative blood stasis in hypokinetic cardiac chambers; prothrombotic blood phenotype is 1 of the characteristics of patients with HFrEF per se.
      • Lip GYH
      • Gibbs CR
      Does heart failure confer a hypercoagulable state? Virchow's triad revisited.
      Therefore, at least 2 components of the Virchow triad of thrombogenesis are operative in HFrEF, often complemented by the component of endothelial injury. However, there are no robust randomized data informing clinical practice about the use of anticoagulants in patients with HF and LV thrombus when they have no other indications of anticoagulation. There is a substantial prevalence of LV thrombus in HF, but the incidence of thromboembolic events remains low, thus questioning the practice of routine systemic anticoagulation in this setting.
      • Katz SD
      Left ventricular thrombus and the incidence of thromboembolism in patients with congestive heart failure: can clinical factors identify patients at increased risk?.
      The latest guidelines recommend considering systemic anticoagulation in patients with HF and intraventricular thrombus, regardless of the underlying rhythm.
      • McDonagh TA
      • Metra M
      • Adamo M
      • Gardner RS
      • Baumbach A
      • Böhm M
      • et al.
      2021 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure: Developed by the Task Force for the diagnosis and treatment of acute and chronic heart failure of the European Society of Cardiology (ESC) with the special contribution of the Heart Failure Association (HFA) of the ESC.
      On the other hand, U.S. guidelines acknowledge the small benefit of anticoagulation in patients with HFrEF and SR in patients with severely depressed systolic function and evidence of intracardiac thrombi.
      • Yancy CW
      • Jessup M
      • Bozkurt B
      • Butler J
      • Casey DE
      • Drazner MH
      • et al.
      2013 ACCF/AHA guideline for the management of heart failure: a report of the American College of Cardiology Foundation/American Heart Association Task Force on Practice Guidelines.
      International guidelines focused on stroke prevention and acute ST-elevation MI management generally recommend 3–6 months of OAC with warfarin in patients with visible intracardiac thrombus or until the thrombus has resolved.
      • Ibánez B
      • James S
      • Agewall S
      • Antunes MJ
      • Bucciarelli-Ducci C
      • Bueno H
      • et al.
      2017 ESC guidelines for the management of acute myocardial infarction in patients presenting with ST-segment elevation.
      ,
      • Kernan WN
      • Ovbiagele B
      • Black HR
      • Bravata DM
      • Chimowitz MI
      • Ezekowitz MD
      • et al.
      Guidelines for the prevention of stroke in patients with stroke and transient ischemic attack: a guideline for healthcare professionals from the American Heart Association/American Stroke Association.
      No randomized data exist concerning the efficacy and safety of DOACs vs warfarin in the treatment of LV thrombus, although observational data and meta-analyses suggest noninferiority or even superiority of DOACs vs warfarin with respect to thrombus resolution and safety profile.
      • Jones DA
      • Wright P
      • Alizadeh MA
      • Fhadil S
      • Rathod KS
      • Guttmann O
      • et al.
      The use of novel oral anticoagulants compared to vitamin K antagonists (warfarin) in patients with left ventricular thrombus after acute myocardial infarction.
      ,
      • Dalia T
      • Lahan S
      • Ranka S
      • Goyal A
      • Zoubek S
      • Gupta K
      • et al.
      Warfarin versus direct oral anticoagulants for treating left ventricular thrombus: a systematic review and meta-analysis.
      Contrary to this, there are data showing the inferiority of DOACs in preventing stroke or systemic embolism in patients with LV thrombus when DOACs are compared to warfarin.
      • Robinson AA
      • Trankle CR
      • Eubanks G
      • Schumann C
      • Thompson P
      • Wallace RL
      • et al.
      Off-label use of direct oral anticoagulants compared with warfarin for left ventricular thrombi.
      A recent state-of-the-art review of LV thrombus recommended the use of VKA with the goal of an international normalized ratio of 2–3 in LV thrombus, and DOACs should be used if VKA cannot be tolerated.
      • Camaj A
      • Fuster V
      • Giustino G
      • Bienstock SW
      • Sternheim D
      • Mehran R
      • et al.
      Left ventricular thrombus following acute myocardial infarction: JACC state-of-the-art review.
      In conclusion, no specific guidelines and trials exist concerning the use of anticoagulation in the setting of HF and concomitant LV thrombus in the absence of other prothrombotic conditions, and most of such practices are based on extrapolation of data from other settings such as anticoagulants. Nevertheless, it is common practice to start anticoagulation treatment after diagnosis of LV thrombus and to continue it for 3–6 months or until the thrombus resolution is confirmed by cardiac imaging. Due to the unresolved question of whether DOACs are equivalent to or better than warfarin in treating LV thrombus, the choice of anticoagulation agent in this setting remains a question of scientific debate, and the anticoagulation should be selected on an individual case-by-case basis, but guidelines generally continue to endorse VKA as the first choice.

      Patients Treated With Mechanical Circulatory Support and Left Ventricular Assist Devices

      Patients treated with mechanical circulatory support (MCS), for example, extracorporeal membrane oxygenation (ECMO) or a left ventricular assist device (LVAD), are at particular risk of thrombosis for a number of reasons.

      Mechanical Circulatory Support

      The thrombotic response can be initiated by blood coming into contact with an artificial surface via activation of the intrinsic pathway and by adherence of platelets and leucocytes, which then release prothrombotic factors locally.
      • Sperling C
      • Maitz MF
      • Grasso S
      • Werner C
      • Kanse SM.
      A positively charged surface triggers coagulation activation through factor VII activating protease (FSAP).
      Nonphysiological levels of shear stress can also trigger thrombosis. This can predominantly activate the coagulation cascade and/or platelets, depending on the specific conditions.
      • Hathcock JJ
      Flow effects on coagulation and thrombosis.
      It is, therefore, rational to consider antithrombotic therapy during MCS. However, as well as an elevated risk of thrombosis, patients receiving MCS also have an increased incidence of bleeding events, some associated directly with the MCS technology but others with a seemingly unrelated elevated background risk.
      • Olson SR
      • Murphree CR
      • Zonies D
      • Meyer AD
      • McCarty OJT
      • Deloughery TG
      • et al.
      Thrombosis and bleeding in extracorporeal membrane oxygenation (ECMO) without anticoagulation: a systematic review.
      Balancing these risks is challenging but continues to favor a high intensity of prophylactic treatment.
      • Potapov E V
      • Antonides C
      • Crespo-Leiro MG
      • Combes A
      • Färber G
      • Hannan MM
      • et al.
      2019 EACTS expert consensus on long-term mechanical circulatory support.
      Current recommendations for long-term MCS suggest initiating postoperative parenteral anticoagulation, typically with unfractionated heparin, as long as bleeding is controlled.

      Left Ventricular Assist Devices

      In the case of LVADs, once the patient is clinically stable, oral anticoagulation for the duration of circulatory support is recommended. The agent of choice remains a VKA such as warfarin, with a target international normalized ratio of 2.0–3.0. Largely due to a paucity of data, treatment with a DOAC is not recommended in patients with LVADs.
      • Andreas M
      • Moayedifar R
      • Wieselthaler G
      • Wolzt M
      • Riebandt J
      • Haberl T
      • et al.
      Increased thromboembolic events with dabigatran compared with vitamin K antagonism in left ventricular assist device patients: a randomized controlled pilot trial.
      Alongside anticoagulation, routine low-dose aspirin is recommended to reduce thrombotic complications.
      • Cook JL
      • Colvin M
      • Francis GS
      • Grady KL
      • Hoffman TM
      • Jessup M
      • et al.
      Recommendations for the use of mechanical circulatory support: ambulatory and community patient care: a scientific statement from the American Heart Association.
      In some cases of particularly high thrombotic risk or when implanting certain devices such as the HeartWare system (though now discontinued), it has been recommended to confirm good response to aspirin and, optionally, add a second antiplatelet drug, such as dipyridamole or clopidogrel.
      • Loyaga-Rendon RY
      • Kazui T
      • Acharya D
      Antiplatelet and anticoagulation strategies for left ventricular assist devices.
      In the case of ECMO, it has been questioned whether, with current-generation equipment, including heparin-coated circuits, therapeutic levels of anticoagulation are necessary. A systematic review of 34 studies including 201 patients suggested that anticoagulant-free ECMO had rate of circuit and patient thrombosis similar to that of continuous systemic anticoagulation. Nevertheless, this review was limited by a retrospective design, inconsistent reporting of outcomes and a relatively small sample size.
      • Olson SR
      • Murphree CR
      • Zonies D
      • Meyer AD
      • McCarty OJT
      • Deloughery TG
      • et al.
      Thrombosis and bleeding in extracorporeal membrane oxygenation (ECMO) without anticoagulation: a systematic review.
      In daily clinical practice, systemic anticoagulation remains a standard of care in patients treated with ECMO. Several small-scale studies of lower-intensity regimens of anticoagulation are underway (eg, RATE, NCT04536272; SAFE-ECMO, NCT04997265).

      Patients After Heart Transplantation

      Patients with HF who have undergone cardiac transplantation represent another challenging group regarding optimal antithrombotic strategies. Transplant-specific reasons, such as increased long-term risks of malignancy, infection and chronic kidney disease due to immunosuppression, contribute to bleeding risk, whereas the proinflammatory milieu of acute or chronic rejection increases the risk of thrombosis.
      • Gupta T
      • Krim SR
      Cardiac transplantation: update on a road less traveled.
      Antithrombotic therapy may be complicated by metabolic interactions of drugs such as VKAs, NOACs and ticagrelor with the calcineurin inhibitors ciclosporin and tacrolimus.
      • Lam E
      • Bashir B
      • Chaballa M
      • Kraft WK
      Drug interactions between direct-acting oral anticoagulants and calcineurin inhibitors during solid organ transplantation: considerations for therapy.
      Cardiac transplant recipients may have less response to aspirin than other groups and in transplant patients with evidence of vasculopathy compared to those without it.
      • Bjerre KP
      • Clemmensen TS
      • Berg K
      • Poulsen SH
      • Hvas A-M
      • Grove EL
      • et al.
      Platelet aggregation and response to aspirin therapy in cardiac allograft vasculopathy.
      There are no data supporting the routine use of antithrombotic therapy after cardiac transplantation. The cornerstones of management are to continue long-term antithrombotic therapy if it was indicated pretransplant (eg, for chronic coronary syndromes, representing a raised baseline ischemic risk due to CAD itself) and to treat post-transplant thrombotic events as they arise. A common complication of cardiac transplantation is cardiac allograft vasculopathy (CAV), a manifestation of chronic rejection mediated by platelet, immune and endothelial activation.
      • Schmauss D
      • Weis M
      Cardiac allograft vasculopathy: recent developments.
      Antiplatelet therapy might reduce the development or sequelae of CAV. Studies that examined whether aspirin might impact the development of CAV after cardiac transplantation did not provide solid evidence of any beneficial effects of such therapy.
      • Aleksova N
      • Brahmbhatt DH
      • Kiamanesh O
      • Petropoulos J-A
      • Chang Y
      • Guyatt G
      • et al.
      The effect of antiplatelet therapy on survival and cardiac allograft vasculopathy following heart transplantation: a systematic review and meta-analysis.
      There is no evidence that routine therapeutic anticoagulation without a clear indication after heart transplantation is beneficial. OAC is indicated in cases of AF or venous thromboembolism (VTE), but there is only limited information regarding the choice of OAC. The use of a NOAC may lead to less bleeding than a VKA, consistent with general findings.
      • Henricksen EJ
      • Tremblay-Gravel M
      • Moayedi Y
      • Yang W
      • Lee R
      • Ross HJ
      • et al.
      Use of direct oral anticoagulants after heart transplantation.
      Whether these drugs provide the same degree of thrombotic protection in patients with heart transplant remains unexplored.

      Recommendations for Anticoagulation in Heart Failure and Future Studies

      In this article we aimed to review the available literature to summarize the current management of anticoagulation in patients with HF. We want to emphasize that HF should be recognized as a risk factor for thromboembolic events, of which stroke is 1 of the most severe. In summary, we highlight the top 10 pearls in the management of patients with HF and no other specific indications for OAC therapy (Table 1).
      Table 1Top 10 Pearls in the Management of Patients With HF and no Other Indications for Oral Anticoagulation
      • 1.
        The population with heart failure (HF) is at high risk for thromboembolic events.
      • 2.
        Recent clinical trials failed to demonstrate significant benefits of antithrombotic therapy in the overall HF population but without an alternative indication.
      • 3.
        Atrial fibrillation (AF) in patients with HF should be meticulously ruled out and, if it exists (if there are no contraindications), should be treated with a proper anticoagulation regimen.
      • 4.
        In HF with reduced ejection fraction (EF), a decrease in EF positively correlates with an increase in thromboembolic risk.
      • 5.
        Patients with acute HF should be considered for prophylactic anticoagulation during hospitalization to prevent venous thromboembolism. The benefits of long-term anticoagulation following an acute episode have not been demonstrated.
      • 6.
        Left ventricle thrombus is associated with around a 4-fold increase risk of thromboembolism and a 2-fold higher risk of mortality. Anticoagulation is recommended in this setting. Most current guidelines continue to favor vitamin K antagonists over non-vitamin K antagonist OACs, but more studies are urgently needed in this area.
      • 7.
        HF with preserved EF ejection fraction is often associated with a mosaic of clinical comorbidities, which should be taken into account when assessing the global thromboembolic risk.
      • 8.
        Patients with HF should receive antiplatelet therapy if there is an additional indication, such as prior myocardial infarction or coronary revascularization. Assessment of both ischemic and bleeding risk should be performed in patients with HF requiring antiplatelet therapy to determine the correct intensity of treatment.
      • 9.
        Patients treated with mechanical circulatory support or heart transplantation represent particular challenges, and the optimal antithrombotic regimen should be tailored to the individual patient after considering ischemic and bleeding risks.
      • 10.
        HF is a dynamic condition, and indications for antithrombotic treatment may change over time. Frequent reevaluation is key to optimizing outcomes.
      HF is associated with an increased risk of thromboembolism regardless of the presence of AF. Both platelet activation and coagulation system abnormalities may be responsible for the increased risk of major thromboembolic events in patients with HF. Although recent antithrombotic and antiplatelet clinical trials failed to demonstrate significant clinical benefits of OACs in comparison to aspirin or placebo in the overall population of patients with HF, a post hoc analysis of the COMMANDER-HF study demonstrated a significantly lower incidence of the primary neurological endpoint in patients with HFrEF who were treated with rivaroxaban and without increased rates of major bleeding. Although routine anticoagulation in patients with HF and SR cannot be recommended, it remains important to search actively for AF and other indications for OACs in patients with HF, to accelerate diagnosis and to optimize treatment of thromboembolic risk factors.
      Patients with HFrEF experience thromboembolism at the annual rate of 1.0%. A decrease in LVEF correlates positively with an increase in thromboembolic risk, with the highest risk occurring in patients with LVEF < 20% and akinesis of the apex and apical LV segments, predisposing them to LV thrombus formation. Patients with an LV thrombus have 4-fold higher risk of thromboembolism and 2-fold higher risk of long-term mortality and should be considered for anticoagulation. Moreover, observational data indicate that the use of clinical scores such as CHA2DS2-VASc might help to estimate the thromboembolic risk in patients with HF (HFrEF and HFmrEF) and SR. On the other hand, HFpEF is mosaic of various patient populations and their clinical characteristics, which carry additional risks for both thrombosis and bleeding. Therefore, choosing the optimal pharmacotherapy and examining the potential benefits of OACs are far more challenging. The most common comorbidities, which are described in detail in separate subparagraphs, should be taken into account when assessing the global thromboembolic risk in patients with HFpEF.
      On the other hand, thromboembolic prophylaxis (eg, with low molecular weight heparin) is recommended in patients with AHF who do not have specific indications for anticoagulation and have no contraindications to anticoagulation therapy so as to reduce the risk of venous thromboembolism and pulmonary embolism. However, the benefits of long-term anticoagulation following an AHF episode have not been demonstrated.
      Although not routinely recommended, anticoagulation might be beneficial in specific clinical scenarios frequently met in general practice, such as ACs, AF and after transcatheter aortic valve implantation, during MCS/ECMO, or after heart transplantation. In these subpopulations, the optimal antithrombotic/antiplatelet therapy should be tailored to the individual patient, based on the medical history and thromboembolic risk.

      Proposed Social Media Text

      Thrombotic complications in patients with heart failure—an underappreciated challenge! The authors discuss data regarding coagulation disorders in acute and chronic heart failure, scenarios where antiplatelet and anticoagulant therapy can be tailored and provide top 10 pearls in coagulation disorders management in heart failure.
      Unlabelled image

      Disclosures

      AS reports research support and consulting fees from Adamed, AstraZeneca, Gedeon Richter; AG reports research support and consulting fees from Adamed and Boehringer Ingelheim; JB reports consulting fees from Boehringer Ingelheim and Novartis; PEP reports consulting fees from Boehringer Ingelheim; WAEP reports research support and consulting fees from AstraZeneca. All other authors have nothing to declare.

      Acknowledgments

      Fig. 1 was created with Biorender, licensed version purchased by AG.

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      Biography

      @Aleksandra – there is a mistake in
      • Hopper I
      • Skiba M
      • Krum H
      Updated meta-analysis on antithrombotic therapy in patients with heart failure and sinus rhythm.
      in names. Please change it accordingly by Mendeley or EndNote. Moreover Reviewer 3 mentioned that
      • Cokkinos DV
      • Haralabopoulos GC
      • Kostis JB
      • Toutouzas PK
      HELAS investigators. Efficacy of antithrombotic therapy in chronic heart failure: the HELAS study.
      has some issued with names, please double check that;